Friday 27 November 2015
Compliance professional charged with insider trading
Goldman Sachs compliance staffer charged with insider trading
From Finextra –
“A former Goldman Sachs staffer has been charged by the Securities and Exchange Commission with making nearly half a million dollars by stealing non-public information from the bank's email system and using it to make illegal trades ahead of client mergers.”
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Labels:
compliance,
Goldman Sachs,
insider trading,
SEC