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Showing posts with label audit trail. Show all posts
Showing posts with label audit trail. Show all posts
Monday, 21 June 2010

Ernst & Young to face investigation over Lehman Brothers' audit

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Ernst & Young, the firm who audited Lehman Brothers' operations in the UK, is under investigation in regard to the advice it gave to...
Saturday, 29 May 2010

Operational Risk - SEC proposes consolidated audit trail system to better track market trades

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The Securities and Exchange Commission has proposed a new rule that would require the self-regulatory organizations (SROs) to establish a ...
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