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Showing posts with label
DOJ
.
Show all posts
Showing posts with label
DOJ
.
Show all posts
Tuesday, 9 June 2015
Not just a compliance program, but an effective compliance program: SEC, DOJ issue strong reminders
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From JD Supra Business Advisor - “In recent days the Department of Justice and the Securities and Exchange Commission have issued strong ...
Monday, 8 June 2015
The FIFA Corruption Scandal: What Companies Should Take Away
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From Risk Management & Crisis Response – “What can companies take away from the United States Department of Justice’s arrest of sever...
Sunday, 26 April 2015
Cooperating with Regulators? The Pros and Cons
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From Wealth Management.com - “While securities regulators say self-reporting offenses and cooperating with authorities may help advisors ...
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