April Webinars from Compliance OnLine

Compliance Online, the largest GRC network, offer a comprehensive range of Banking & Financial Compliance Webinars.

Check out their April program. For details click on the program title.

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Use Coupon Code 320934 to get a 10 % Discount

 

6 April 2016

Standby Letters of Credit (for Credit Managers)

8 April 2016

Service Level Agreements (SLAs) - Preparation Guidelines for Effective SLAs

 

SOX: Internal Controls for Accounts Receivable 

 

13 April 

Cyber Incident Response: The Payments Perspective - Threat Intelligence and Best Practices to Manage Threats 

 

15 April

 
Building a World Class Accounts Payable Operation: P2P, AP 

 

28 April

Detecting and Preventing Embezzlement in Your Organization 

 

Risk Based Internal Auditing (RBIA)

2-day Comprehensive Training Workshop – Stanley Epstein, Operational Risk & Back Office Specialist

Coming soon.. Please contact COMPLIANCE ONLINE customer care for new schedule

The Institute of Internal Auditors defines Risk Based Internal Auditing (RBIA) as a methodology that links internal auditing to an organization’s overall risk management framework. RBIA allows internal audit to provide assurance to the board that risk management processes are managing risks effectively, in relation to the risk appetite.

But every organization is different. There are different attitudes to risk, different management and organizational structures, different processes and procedures, and the need to subscribe to and comply with different conventions and regulations. Experienced internal auditors need to adapt these ideas to the structures, processes and language of their organization in order to implement RBIA.

Implemented correctly, RBIA offers tremendous advantages to the organization. RBIA allows internal audit to provide the Board of Directors with the assurance that it needs.

This intensive 2-day course is all about RBIA, what it is, how it differs from the conventional internal audit and most importantly of all how it may be planned and implemented within the organization.

DETAILS and REGISTRATIONS 

Operations Risk Management and Mitigation - from Assessment to Implementation

2-day In-person Seminar - Richard Barr, Operational Risk & Back Office Specialist

Coming soon.. Please contact COMPLIANCE ONLINE customer care for new schedule

Recently, a series of headline-grabbing operational risk incidents at banks, other financial institutions and even regulators have again brought the issue of operational risk management to the forefront of the agendas of CEOs, CROs, risk managers and internal and external auditors alike. These incidents are wide ranging and flow from bank ATM collapses, bank operating system failures, regulatory settlements in the ongoing US sub-prime mortgage saga, rogue traders and the connected risk managers who either missed or were willfully blind to all the warning signs.

As the size and complexity of financial institutions have increased, so too have the challenges of understanding and reducing operational risks down to truly manageable levels. Increased regulatory concern and scrutiny have also increased the cost of operational risk events in the shape of outright financial loss, regulatory fines and declining customer confidence

Operational Risk Management (ORM) is an effective tool for not only maintaining but increasing, bank profits, shareholder value, public perceptions and goodwill. Executed properly, improvements in ORM can lead to substantial financial, reputational and regulatory benefits – all this adds to increased profitability, greater financial stability and improved customer satisfaction. But to achieve these gains, financial institutions must apply a consistent and comprehensive approach to managing their operational risks. They must also understand that this approach is fundamentally different from the approaches that they use in managing market, credit and liquidity risks.

DETAILS and REGISTRATIONS

Business Continuity and Scenario Planning

2-day In-person Seminar - Richard Barr, Operational Risk & Back Office Specialist

Coming soon.. Please contact COMPLIANCE ONLINE customer care for new schedule

A 2-day intensive course on business continuity and scenario planning focused on the banking/ financial institution environment with a view to provide banking professionals with a firm foundation of the standards of best practices in the critical area of business continuity planning.

The Basel Accords have raised the profile of operational risk. There are a range of challenges within the accords where financial service firms need to consider a wide range of complex issues including events that have not happened yet. One of the most crucial objectives of management is to learn how to deal with the new requirements with regard to business continuity planning.

This course includes 3 detailed business continuity case studies and an interactive section on developing effective scenarios.

DETAILS and REGISTRATIONS

Anti-Corruption Compliance

Understanding the OECD Anti-Bribery Convention, the US' Foreign Corrupt Practices Act (FCPA), and the UK Anti-Bribery Act.

Dubai, 26/27 August 2015

This 2-day training course is a practical look at corruption and current anti-corruption practices at a level that will provide both a clear definition and broad guidelines as to how this scourge can be fought. The in person seminar will discuss and detail issues and checklists to help make setting up your own anti-corruption program easier.

The seminar instructor will use a combination of prepared tuition, examples, discussions, exercises and case studies. For instance, the prominent Siemens case study that will be discussed will examine the corruption scandal and the steps that Siemens subsequently took to recover from this disaster.

This interactive course will offer participants the opportunity to share experiences and plan work within small working groups, providing practice in the application of the techniques and tools, and generating active participation.

Click here for the workshop agenda and learning objectives and to REGISTER.

Anti-Corruption Compliance

Understanding the OECD Anti-Bribery Convention, the US' Foreign Corrupt Practices Act (FCPA), and the UK Anti-Bribery Act

Join our very own Richard Barr in Dubai on 26/27 August 2015 for a 2-day “ANTI-CORRUPTION COMPLIANCE” training course.

Register Now and Save $600 (Early Bird Price) - For Registrations till June 15, 2015 - $999

Full Price - $1,599

REGISTER

Course Description

This 2-day training course is a practical look at corruption and current anti-corruption practices at a level that will provide both a clear definition and broad guidelines as to how this scourge can be fought. The in person seminar will discuss and detail issues and checklists to help make setting up your own anti-corruption program easier.

The seminar instructor will use a combination of prepared tuition, examples, discussions, exercises and case studies. For instance, the prominent Siemens case study that will be discussed will examine the corruption scandal and the steps that Siemens subsequently took to recover from this disaster.

This interactive course will offer participants the opportunity to share experiences and plan work within small working groups, providing practice in the application of the techniques and tools, and generating active participation.

Click here to go through the workshop agenda and learning objectives in detail.